Member ongoing obligations

MEMBER ON-GOING COMPLIANCE

All Broker Members have on-going obligations towards the Exchange as stipulated under Exchange By-Laws including filings to be made in accordance with DGCX By-laws and towards SCA as stipulated under SCA  regulations 157/R of 2005.

Guidance note:  DGCX provides the necessary guidance and reminds its Broker Members of its obligation with respect to the mandatory requirements.