|
Notice No
|
Issue Date
|
Title
|
| COMP-2023-014 |
5/31/23 |
Update to the Guidance on Disciplinary Actions |
| MKTG-2023-004 |
2/2/23 |
Termination of New Market Participant Incentive Scheme |
| TECH-2023-024 |
9/6/23 |
Site Failover Test - Mock Trading Session |
| CLRG-2023-020 |
7/20/23 |
Revision to the List of Approved Refineries/Brands for all Gold Contracts that are Physically Settled |
| RISK-2023-021 |
8/2/23 |
Revision to Initial Margins and Delivery Margins for various Classes of Contracts |
| RISK-2023-030 |
11/6/23 |
Revision to Initial Margins and Delivery Margins for various Classes of Contracts |
| RISK-2023-06 |
2/7/23 |
Revision to Initial Margins and Delivery Margins for various Classes of Contracts |
| RISK-2023-031 |
12/5/23 |
Revision to Initial Margins and Delivery Margins for various Classes of Contracts |
| RISK-2023-07 |
3/3/23 |
Revision to Initial Margins and Delivery Margins for various Classes of Contracts |
| RISK-2023-015 |
6/5/23 |
Revision to Initial Margins and Delivery Margins for various Classes of Contracts |
| RISK-2023-025 |
9/6/23 |
Revision to Initial Margins and Delivery Margins for various Classes of Contracts |
| RISK-2023-001 |
1/6/23 |
Revision to Initial Margins and Delivery Margins for various Classes of Contracts |
| RISK-2023-010 |
4/5/23 |
Revision to Initial Margins and Delivery Margins for various Classes of Contracts |
| RISK-2023-018 |
7/6/23 |
Revision to Initial Margins and Delivery Margins for various Classes of Contracts |
| RISK-2023-027 |
10/4/23 |
Revision to Initial Margins and Delivery Margins for various Classes of Contracts |
| RISK-2023-012 |
5/3/23 |
Revision to Initial Margins and Delivery Margins for various Classes of Contracts |
| COMP-2023-032 |
12/19/23 |
Quarterly Clients’ Funds Segregation Report for SCA Licensed Broker Members |
| COMP-2023-009 |
3/30/23 |
Quarterly Clients’ Funds Segregation Report for SCA Licensed Broker Members |
| COMP-2023-017 |
6/26/23 |
Quarterly Clients’ Funds Segregation Report for SCA Licensed Broker Members |
| COMP-2023-026 |
9/27/23 |
Quarterly Clients’ Funds Segregation Report for SCA Licensed Broker Members |
