Notice No Issue Date Title
COMP-2023-014 5/31/23 Update to the Guidance on Disciplinary Actions
MKTG-2023-004 2/2/23 Termination of New Market Participant Incentive Scheme
TECH-2023-024 9/6/23 Site Failover Test - Mock Trading Session
CLRG-2023-020 7/20/23 Revision to the List of Approved Refineries/Brands for all Gold Contracts that are Physically Settled
RISK-2023-025 9/6/23 Revision to Initial Margins and Delivery Margins for various Classes of Contracts
RISK-2023-001 1/6/23 Revision to Initial Margins and Delivery Margins for various Classes of Contracts
RISK-2023-010 4/5/23 Revision to Initial Margins and Delivery Margins for various Classes of Contracts
RISK-2023-018 7/6/23 Revision to Initial Margins and Delivery Margins for various Classes of Contracts
RISK-2023-027 10/4/23 Revision to Initial Margins and Delivery Margins for various Classes of Contracts
RISK-2023-012 5/3/23 Revision to Initial Margins and Delivery Margins for various Classes of Contracts
RISK-2023-021 8/2/23 Revision to Initial Margins and Delivery Margins for various Classes of Contracts
RISK-2023-06 2/7/23 Revision to Initial Margins and Delivery Margins for various Classes of Contracts
RISK-2023-030 11/6/23 Revision to Initial Margins and Delivery Margins for various Classes of Contracts
RISK-2023-07 3/3/23 Revision to Initial Margins and Delivery Margins for various Classes of Contracts
RISK-2023-015 6/5/23 Revision to Initial Margins and Delivery Margins for various Classes of Contracts
RISK-2023-031 12/5/23 Revision to Initial Margins and Delivery Margins for various Classes of Contracts
COMP-2023-032 12/19/23 Quarterly Clients’ Funds Segregation Report for SCA Licensed Broker Members
COMP-2023-009 3/30/23 Quarterly Clients’ Funds Segregation Report for SCA Licensed Broker Members
COMP-2023-017 6/26/23 Quarterly Clients’ Funds Segregation Report for SCA Licensed Broker Members
COMP-2023-026 9/27/23 Quarterly Clients’ Funds Segregation Report for SCA Licensed Broker Members