|
Notice No
|
Issue Date
|
Title
|
| COMP-2020-004 |
1/22/20 |
Net Current Tangible Assets (NCTA) Letter & Client fund reporting requirement for SCA Licensed Broker Members. |
| COMP-2020-008 |
1/30/20 |
Complaints Resolution Procedures |
| COMP-2020-014 |
2/26/20 |
Net Current Tangible Assets (NCTA) Letter & Annual Audited Financial Statements for Members |
| COMP-2020-022 |
3/30/20 |
Quarterly Clients’ Fund Segregation Report for SCA Licensed Broker Members |
| COMP-2020-023 |
3/31/20 |
Extension - Net Current Tangible Assets (NCTA) Letter & Annual Audited Financial Statements for Members |
| COMP-2020-040 |
6/25/20 |
Quarterly Clients’ Fund Segregation Report for SCA Licensed Broker Members |
| COMP-2020-064 |
9/30/20 |
Quarterly Clients’ Fund Segregation Report for SCA Licensed Broker Members |
| COMP-2020-078 |
11/23/20 |
Guidance on Disciplinary Actions |
| COMP-2020-080 |
12/8/20 |
Compliance Guidance – Updated Version 01.1 |
| COMP-2020-082 |
12/28/20 |
Quarterly Clients’ Fund Segregation Report for SCA Licensed Broker Members |
| MEMB-2020-043 |
6/26/20 |
Revised Contact Details |
| MEMB-2020-062 |
9/25/20 |
Membership Fees 2021 & Renewal of Membership |
| MKTG-2020-001 |
1/6/20 |
DGCX Market Data Policy for Desktop and Application Data Usage |
| MKTG-2020-029 |
4/24/20 |
Invitation to apply for Designated Market Maker Status for FX Rolling Futures Contracts |
| MKTG-2020-057 |
8/20/20 |
Invitation to apply for Designated Market Maker Status in specified DGCX Contracts |
| RISK-2020-002 |
1/8/20 |
Revision to Initial Margins and Delivery Margins for various Classes of Contracts |
| RISK-2020-010 |
2/5/20 |
Revision to Initial Margins and Delivery Margins for various Classes of Contracts. |
| RISK-2020-016 |
3/6/20 |
Revision to Initial Margins and Delivery Margins for various Classes of Contracts. |
| RISK-2020-017 |
3/9/20 |
Revision to Initial Margins and Delivery Margins for various Classes of Contracts. |
| RISK-2020-018 |
3/10/20 |
Revision of Policy Relating to Fixed Deposits as Collateral |
